Know Compliance

AFSL and ACL compliance consultants
Melbourne, Sydney, Brisbane, Gold Coast

About UsOur Team

There is still complexity, confusion and volatility in our world.
Our clients rely on us more than ever.

Our Services

We specialise in the following


Applications for new licences and licence variations to suit your business requirements and to enable you to sell new products and services. This includes Australian Financial Services and Credit licences.


Where organisations lack the necessary experience and competencies required by the regulators, we can recommend training courses, train current and new personnel and/or provide personnel for compliance and risk management roles to supplement existing team competencies. We also offer in-house training.

Enforceable undertakings

Assistance in developing and implementing strategies to deal with surveillance, investigations, licence hearings, appointment as external compliance consultants reporting to regulators under enforceable undertakings and expert reports for licence hearings.

Compliance development

Compliance frameworks, compliance plans, compliance audits and reports (internally or to regulators), agendas and minutes for compliance meetings.

Annual audit reports

Assistance with the preparation of information to enable external auditors to complete audit reports in a timely manner for lodgement with regulators.

Risk management implementation

Discussion and documentation of risks and risk management strategies with your teams and your management.


Preparation and due diligence of offer documents, review of advertising brochures, website material and supporting documents to enhance your reputation and to minimise the risk of misleading information being circulated.


Assistance with internal investigations and research leading to the development and implementation of internal remediation action and programs. Assistance and guidance with the implementation of regulator-initiated remediation demands.

About Us

Know Compliance helps clients to comply in a practical and cost efficient manner.

Know Compliance helps clients to comply in a practical and cost efficient manner. To achieve success in your business, you need to have the necessary licence(s), the time and resources to be able to focus on what you do best – running your business. Let us help you with compliance, risk management and corporate governance matters, which is what we do best.

We have a team of highly qualified people who have worked for a diverse range of organisations including regulators ASIC and APRA, tertiary and training institutions, the ASX, stockbrokers, business information providers, retail and wholesale fund managers, custodians, insurance companies, venture funds, and issuers of fixed interest, debenture and mortgage loan products.

Since 1998 we have assisted a wide array of firms in the financial services and other industries to meet increasing levels of compliance and risk management. You can rely on our practical approach and knowledge as we have over 100 years of combined industry experience in assisting companies ranging from sole director companies to listed multinationals.

Our success comes from understanding our clients’ business operations and providing compliance support to a deadline and at a reasonable cost.

  • We listen to your needs
  • We aim to exceed your expectations
  • We take the extra steps to produce a satisfactory outcome for you
  • We tailor our services to meet your organisation’s unique requirements


We have over a century of Compliance Experience
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Mei Ling Perry

Director and Founder

M.Corp Law, B.Ec
Grad Dip. Invest and Fin
Grad. Dip. Applied Corp. Governance
More than 25 years in Financial Services including 7 years as a Senior Officer with ASIC

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Rikki Zubar

Senior consultant

B. Comm, CPA
Many years in senior positions with ASIC, its predecessors and ASX.

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Darryl Phyllip Benn

Specialist Consultant

Dip Fin Services, Dip Fin Planning
Ex AFS licensee and current Australian Credit licensee

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Dennis Clark

Senior Specialist Consultant

B.Ec, Dip.Ed.
More than 30 years business experience

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Katrina Griffith

Compliance Analyst

B.Ec, RG 146 (ELC and IPI)
International Baccalaureate
Over 12 years’ experience in the Financial Services industry

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Le Ngoc Lam (Yen)


B. Business Accounting
Accountant and bookkeeper

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Andrea Morow-Griffin

IT Administrator

BA, Prince2® and ITIL certified
Project Management

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Huiyun Fan

Compliance Consultant

M.E, B.E
Significant financial experience.
A mastery of Mandarin.

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Dr Pasquale Franzese

Senior Specialist Consultant

B.A, B.Bus, B.Com, MBA, M.Com, PhD, Dip.AdvTax, Dip.DataProc, Dip.Adv Build Surv, CPA, AFin
Over 35 years’ experience in banking, tax effective financing, property finance, securities and managed investments.

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Leon Betheras

Director and General Manager

Dip.Industrial Engineer (Assoc.)
More than 30 years experience in retail, manufacturing, property, financial services

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Huiyan-FanKnow Compliance is proud to welcome Huiyan Fan as a management consultant. Huiyan brings significant experience, as well as a mastery of Mandarin. With the addition of Huiyan's skills and experience, Know Compliance is well placed to assist clients.

非常荣幸樊惠云能够成为Know Compliance的一名管理顾问。 惠云工作经验丰富并且精通普通话,相信在她的专业技能及经验的助力下,Know Compliance将会更好地为客户提供服务。

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Get in touch

  PO Box 206, Yarraville Victoria 3013
  Telephone: +61 3 9689 1186